SG Kleinwort Hambros Bank (Gibraltar) Limited

Name   SG Kleinwort Hambros Bank (Gibraltar) Limited
Address PO Box 375
Hambro House
32 Line Wall Road
Gibraltar
GX11 1AA
Telephone 20002000
Fax 20079037
Email gibraltar@sghambros.com
Website http://www.sghambros.com
Legal Form Private Company Limited By Shares
Country of Incorporation Gibraltar
Incorporation Number 1294
Incorporation Date 09/07/1970

Other names

  • Previous Name - Hambros (Gibraltar) Limited
  • Previous Name - Hambros Bank (Gibraltar) Limited
  • Previous Name - SG Hambros Bank & Trust (Gibraltar) Limited
  • Previous Name - SG Hambros Bank (Gibraltar) Limited

Permissions

  • Regulated activity

    • Accepting Deposits (Banking)
    • Taking up or pursuing insurance distribution - LIFE (Insurance Distribution)
    • Reception and transmission of orders in relation to one or more of the Instruments listed in section C. (MiFID)
      • Instrument 9 - Restricted to Professional Clients only
    • Execution of orders on behalf of clients. (MiFID)
      • Instrument 9 - Contracts for differences excludes spread betting and are restricted to professional clients only
    • Portfolio Management. (MiFID)
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
    • Investment advice. (MiFID)
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
    • Underwriting of financial instruments or placing of financial instruments, listed in Section C, on a firm commitment basis. (MiFID)
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
  • Service (Banking)

    • 2 Lending
    • 3 Financial leasing.
    • 4 Payment services as specified in Schedule 2, paragraph 17 of the Financial Services Act 2019
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.
    • 6 Guarantees and commitments.
    • 7a Trading for own account or for account of customer in any of the following: Money market instruments (cheques, bills, CDs etc.).
    • 7b Trading for own account or for account of customer in any of the following: Foreign exchange.
    • 7c Trading for own account or for account of customer in any of the following: Financial futures and options.
    • 7d Trading for own account or for account of customer in any of the following: Exchange and interest rate instruments.
    • 7e Trading for own account or for account of customer in any of the following: Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Authorisations (MiFID)

    • 2. Investment dealer (money-holder).
  • Ancillary services (MiFID)

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
    • 4 Foreign exchange services where these are connected to the provision of investment services.
      • Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
  • Other services (MiFID)

    • 1 Holding customer money.
    • 2 Holding customer assets.
    • 3 Controlling customer monies.
    • 4 Controlling customer assets.
    • 5 Stock lending.
  • (Unspecified)

    • II(b) Collective Investment Scheme Intermediary.

The firm is authorised to carry out services in the following countries:

  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 2 Lending.
    • 4 Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018.
    • 4 Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 14 Safe custody services.

The firm is authorised to carry out services in the following countries:

  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services


* Firms with an asterisk by their name may have for example a restricted or suspended licence. Please click on "Show All" under Permissions to establish the current state of the entity.