Quay Financials (Gibraltar) Limited

Name   Quay Financials (Gibraltar) Limited
Address 57/63 Line Wall Road
Gibraltar
GX11 1AA
Telephone 20048733
Fax 20048722
Email alastair.hunter@quayfinancials.com
Website
Legal Form Private Company Limited By Shares
Country of Incorporation Gibraltar
Incorporation Number 96571
Incorporation Date 14/06/2006

Other names

  • Trading Name - Trinity Broking
  • Previous Name - Van Der Moolen (Gibraltar) Limited

Permissions

  • Regulated activity

    • Reception and transmission of orders in relation to one or more of the Instruments listed in section C. (MiFID)
      • Not authorised to conduct financial spreadbetting activities
    • Execution of orders on behalf of clients. (MiFID)
      • Not authorised to conduct financial spreadbetting activities
    • Dealing in any of the instruments listed in Section C for own account. (MiFID)
      • Not authorised to conduct financial spreadbetting activities
    • Portfolio Management. (MiFID)
      • Restricted to the provision of investment management services of Experienced Investor Funds only
      • Not authorised to conduct financial spreadbetting activities
    • Investment advice. (MiFID)
      • Not authorised to conduct financial spreadbetting activities
  • Authorisations (MiFID)

    • 2A Category 2A
  • Ancillary services (MiFID)

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
      • Not authorised to conduct financial spreadbetting activities
    • 4 Foreign exchange services where these are connected to the provision of investment services.
      • Not authorised to conduct financial spreadbetting activities
  • Other services (MiFID)

    • 1 Holding customer money.
    • 2 Holding customer assets.
    • 3 Controlling customer monies.
    • 4 Controlling customer assets.

The firm is authorised to carry out services in the following countries:

  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.

* Firms with an asterisk by their name may have for example a restricted or suspended licence. Please click on "Show All" under Permissions to establish the current state of the entity.