Regulatory Investigations

Credible deterrence is the central focus of our regulatory investigations approach. We aim to identify problems or potential issues early on and focus on ensuring that unethical or incompetent behaviour is discouraged by making it clear that where a firm or person is contemplating taking, or carrying out, such action, they are highly likely to face real and meaningful consequences as a result.

We work with other regulators and authorities both locally and in the international environment to combat financial crime.

Contact the Regulatory Investigations Team