Banking - Administrative Notices
Banking - Dear CEO Letters
| 2013 |
Systems of Controls to prevent financial crime With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.
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| 1 | 2020 | COVID-19 update to firms – Expectations and Regulatory measures |
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Banking - Forms and Returns
| Credit Institution Supervisory Return | ||||
| Notes for Completion of the Credit Institutions Supervisory Return |
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Annual Return of Controllers The annual notification of controllers form was published in conjunction with Banking Newsletter 2 of 1996. The form must be completed and returned to the FSC by licensed banks incorporated or formed under the law of Gibraltar by the 30th April of every year.
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| Notice to establish a representative office in Gibraltar |
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Basel II monthly return Only to be submitted by firms with a Category 1 authorisation.
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| Body Corporate Questionnaire | ||||
| Notes for Completion Electronic Money Quarterly Supervisory Return |
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| Electronic Money Quarterly Supervisory Return |
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| Large Exposure Exemption Form |
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| Credit Institutions Supervisory Return (COREP Filer) |
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| GFSC Program Manager Notification Form | ||||
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Royal Gibraltar Police Vetting Application Form
Please note that once an 'Individual Questionnaire' or 'Notifiable Document' has been received from an applicant/firm, the GFSC will complete and submit a Royal Gibraltar Police Vetting Application Form in accordance with Section 30C of the Proceeds of Crime Act 2015. This vetting process is conducted internally by the GFSC and bears no cost to the applicant/firm. Any applicant that has not been ordinarily resident in Gibraltar for the last ten years should provide the GFSC with a report or their criminal record from the relevant authority in the jurisdiction(s) where the applicant has spent a considerable amount of time. If this report cannot be provided in English, it should be accompanied by a translation from a certified translator. For any further queries, please contact authorisations@gfsc.gi and a member of staff will be happy to assist.
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| 1 | 2018 | Body Corporate Questionnaire Warranty |
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| 2021 | MiFID II Form |
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Banking - Guidance Notes
Banking - Legislation
Banking - Newsletters
Banking - Presentations
| 11 | 2006 |
Presenting the revised AML/CFT Guidance Notes David Parody
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| 9 | 2006 |
Commissioner's speech to the Gibraltar Bankers Association Annual Conference Marcus Killick
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| 11 | 2007 |
The revised AML/CFT Guidance Notes GACO - David Parody
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| 11 | 2007 |
The FSC's approach to AML/CFT Compliance GACO - David Parody
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| 9 | 2007 |
Risk & Reputation Workshop GBA Conference 2007 - David Parody
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| 9 | 2007 |
The Credit Crunch Chief Executive's speech to
Gibraltar Bankers Association Annual Conference
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| 10 | 2008 |
The end of banking privacy STEP Conference - Hong Kong - D Parody
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| 2 | 2008 |
Gibraltar London Seminar Private Clients Marcus Killick
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| 3 | 2009 |
Revised Risk Assessment Methodology, Corporate Governance and Approved Persons Gibraltar Insurance Institute - Gibraltar Society of Chartered & Certified Accountancy Bodies - Gibraltar Association of Compliance Officers
David Parody
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| 1 | 2010 |
ICAAP The FSC's Expectations, Common Errors and pitfalls
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| 4 | 2012 |
GACO-FSC Risk Methodology Workshop Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC
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| 1 | 2013 |
AIFMD - Regulatory Aspects Slides from an FSC seminar held on 20th June 2013 by Joanne Beiso
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| 2019 | GACO Conduct Seminar |
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