Document Listings

Investment Services - Legislation

No responsibility is assumed for any inaccuracies contained in these documents or listings. 
Note: The links to the legislation are to the consolidated versions of the legislation. Links to amending legislation itself have not been included.

ACT  47 1989 Financial Services (Investment and Fiduciary Services) Act  
LN  85 1991 Financial Services (Licensing) Regulations, 1991  
LN  95 1991 Financial Services (Advertisements) Regulations, 1991  
LN  96 1991 Financial Services (Unsolicited Calls) Regulations, 1991  
LN  98 1991 Financial Services (Accounting & Financial) Regulations, 1991  
LN  74 1992 Financial Services (Accounting & Financial)(Amendment) Regulations, 1992  
LN  138 1992 Banking (Regulation of Credit Institutions) Regulations, 1992  
ACT  17 1993 Financial Services (Amendment) Act, 1993  
LN  146 1993 Financial Services (Advertisements)(Amendment) Regulations, 1993  
LN  147 1993 Financial Services (Penalty Fees) Regulations, 1993  
LN  151 1993 Financial Services Act (Amendment) Regulations, 1993  
Act  14 1995 Crime (Money Laundering and Proceeds) Act 2007  
LN  144 1995 Financial Services (Amendment to Schedule 3) Regulations, 1995  
LN  147 1995 Financial Services (Licensing)(Amendment) Regulations, 1995  
ACT  1998 Financial Institutions (Prudential Supervision) Act, 1997  
ACT  10 1998 Financial Services Act, 1998 (Repealed)  
ACT  35 1998 Disclosure of Interests in Shares Act, 1998  
ACT  10 2002 Financial Services (Investor Compensation Scheme)  
ACT  22 2002 Banking (Amendment) Act, 2002  
LN  88 2002 Financial Services (Amendment) Regulations, 2002  
LN  92 2002 Financial Markets and Insolvency (Settlement Finality) Regulations, 2002  
LN  77 2003 Investor Compensation Scheme Act 2002 - Notice of Commencement  
LN  2004 Financial Services (Licensing)(Amendment) Regulations, 2004  
ACT  44 2005 Market Abuse Act, 2005  
ACT  46 2005 Prospectuses Act, 2005  
ACT  23 2006 Financial Services (Distance Marketing) Act, 2006  
ACT  31 2006 Financial Services (Take Over Bids) Act, 2006  
ACT  32 2006 Financial Services (Markets in Financial Instruments) Act, 2006  
ACT  42 2006 Financial Services (Amendment) Act, 2006  
ACT  43 2006 Financial Services (Listing of Securities) Act, 2006  
LN  55 2006 Financial Services (Conduct of Business in the United Kingdom) Regulations 2006  
LN  57 2006 Financial Services (Conduct of Business: Investment Firms & Insurance Intermediaries) Regulations 2006  
SI  1805 2006 The Financial Services and Markets Act 2000 (Gibraltar)(Amendment) Order 2006  
LN  2007 Financial Services (Capital Adequacy of Credit Institutions) Regulations, 2007  
LN  2007 Financial Services (Capital Adequacy of Investment Firms) Regulations, 2007  
LN  10 2007 Financial Services (Investment Exchange) (Rules and Notification) Regulations, 2007  
ACT  11 2007 Financial Services (Temporary Business Continuity) Act 2007  
LN  12 2007 Financial Services (Licensing) (Amendment) Regulations, 2007  
LN  13 2007 Listed Securities (Notification of Major Holdings) Regulations, 2007  
LN  14 2007 Official Listing Rules 2007  
LN  73 2007 Financial Services (Temporary Business Continuity) (Fees) Regulations 2007  
LN  81 2007 Financial Services (Temporary Business Continuity) Act 2007  
LN  119 2007 Financial Services (Markets in Financial Instruments) (Penalty Fees) Regulations 2007  
LN  120 2007 Financial Services (Markets in Financial Instruments) Regulations 2007  
ACT  2010 Financial Services (Investment and Fiduciary Services) (Temporary Administration Of Companies) Act 2010  
LN  62 2010 Financial Services (Fees) Regulations 2010  
LN  71 2010 Financial Services (Fees) Regulations 2011

This will come into operation on 1 April 2011


 
LN  80 2010 Distance Marketing (Amendment) Regulations 2010  
LN  82 2010 Financial Services (Investment and Fiduciary Services)(Amendment) Regulations 2010  
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