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Occupational Pensions Institutions - Dear CEO Letters

2013 Systems of Controls to prevent financial crime
With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.

Occupational Pensions Institutions - Forms and Returns

Individual Questionnaire
Body Corporate Questionnaire
Royal Gibraltar Police Vetting Application Form

Please note that an 'Individual Questionnaire' or  a 'Notifiable Document' MUST be accompanied by a Royal Gibraltar Police vetting application form.  

(i) The enquiry form must be completed by the applicant in full with BLUE INK on an original form (scanned copies will not be accepted by the RGP)

(ii) £10 will be required to be submitted in conjunction with the form

Occupational Pensions Institutions - Guidance Notes

Anti Money Laundering and Counter Terrorism Financing Guidance Notes

Occupational Pensions Institutions - Legislation

ACT 29 2006 Financial Services (Occupational Pensions Institutions) Act 2006
Act 1 2010 Counter Terrorism Act
LN 71 2010 Financial Services (Fees) Regulations 2011
LN 49 2012 Financial Services (Occupational Pensions Institutions Fees) Notice 2012
LN 76 2012 Financial Services Commission (Supervisory Acts) Order 2012
ACT 22 2013 Financial Services (Information Gathering and Co-operation) Act 2013
Act 14 2015 Proceeds of Crime Act 2015
LN 71 2016 Financial Services Commission (Fees) Regulations 2016

Occupational Pensions Institutions - Newsletters

FSC 1 2002 Fitness and Propriety
FSC 11 2012 Enhancing the confirmations provided by Statutory Auditors and Audit firms for the Capitalisation of Licenced Companies
FSC 3 2012 Annual Fees Update 2012
2 2013 Frequency of Director's Board meetings held for Regulated Firms
FSC 5 2013 Financial Services (Information Gathering and Co-operation) Act
FSC 8 2013 Country Risk Update
FSC 2 2015 Country Risk Update
FSC 1 2016 Country Risk Update 01/16
Improving Global AML/CFT Compliance: on-going process.
FSC 2 2016 Country Risk Update 02/16
Improving Global AML/CFT Compliance: on-going process.
FSC 3 2016 Country Risk Update 03/16
Improving Global AML/CFT Compliance: on-going process.
FSC 4 2016 Country Risk Update 04/16
Improving Global AML/CFT Compliance: on-going process
GFSC 1 2017 Country Risk Updates 01/17
GFSC 2 2017 Country Risk Updates 02/17

Occupational Pensions Institutions - Presentations

4 2012 GACO-FSC Risk Methodology Workshop
Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC