Guidance Notes

Systems of control to prevent the financial system from being used for money laundering or terrorist financing activities

Date 19 February 2010

Version V1.13 updated - 19 Feb 2010 to update the Risk/Threat matrix and narrative of Chapter 3.

Includes amendments to legislative references resulting from;

Criminal Justice (Amendment) Act 2007, and
Terrorism (Amendment) Act 2007

Table of Contents (Use navigation menu above)

Chapter 1	Introduction
Chapter 2	Legal Basis for the Notes
Chapter 3	Threat Matrix
Chapter 4	Statements of Principle
Chapter 5	Senior Management Responsibilities and the Role of the MLRO
Chapter 6	Risk Based Approach
Chapter 7	Knowing your customer
Chapter 8	Reporting Requirements
Chapter 9	Training Requirements
Chapter 10	Providing Documentary Evidence
Chapter 11	Appendices
Chapter 12	Compliance Report
	Downloads

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